Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL Rolls Out M&A Services
By Janet LevauxThe new service, now offered to LPL-affiliated reps but targeted for non-LPL advisors down the road, aims to help both buyers and sellers.
February 08, 2021
Reddit GameStop Incident Could Spur Move to T+1Robinhood's CEO is pushing for a shorter trade settlement cycle, but it's not a quick change for the industry to make.
February 08, 2021
With Voya Deal, Cetera Nears 'Critical Mass' to Go Public: RecruiterBut a number of factors will determine Cetera's success at retaining Voya's 900 advisors, says recruiter Jon Henschen.
February 08, 2021
Cetera Acquires 900 Voya RepsThe Voya advisors, with $40 billion in assets, will join Cetera Advisor Networks.
February 07, 2021
Cetera in Talks to Buy Parts of Voya Financial Advisors"Whew. This would be a big deal. Literally. 1,600+ advisors at Voya?" asked financial planner and blogger Michael Kitces on Twitter.
February 04, 2021
GPB Capital CEO, 2 Others Arrested in Scheme That Bilked 17,000 InvestorsThe SEC and seven state securities agencies also filed regulatory actions tied to the $1.7 billion scheme.
February 04, 2021
LPL Nabs First Employee Rep Since Allen & Co. PurchaseLouisiana-based Tiger Blackwell joins as an independent employee advisor from Stifel, where he worked with about $100 million in assets.
February 03, 2021
Commonwealth Adds IT, Information Security LeadersThe firm says its latest appointments will help its growth strategy.