Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
The 2023 Social Security COLA Is Almost Here. What Advisors, Clients Should Know
By John ManganaroThere are a few key messages advisors should deliver to clients as the COLA takes effect, Jeff Levine says.
December 22, 2022
Secure 2.0 Act Needs a Fix: Jeff LevineThe section of the bill on changing the RMD age appears to contain a major drafting mistake, he says.
December 22, 2022
Riskalyze, InvestorCOM Deal Gives Advisors Help With Rollover Compliance: Tech RoundupBento Engine has generated over 7,000 advice alerts enabling advisors to educate clients, prospects about financial life advice.
December 22, 2022
12 Financial Advisor Designations That Can Boost Your CareerHaving any of these widely recognized professional designations will boost your credibility with clients and prospects.
December 21, 2022
The 5 Worst Advisor Crime Cases of 2022Stalking, intimidation, even murder — some of the biggest cases this year went beyond finances.
December 21, 2022
On Stage: The LUMINARIES 2022 Awards CeremonyWe spotlight this year's winners, who came dressed to impress at the recent industry recognition event in New York's Lotte Palace Hotel.
December 21, 2022
4 Ways to Add Next-Gen Advisors to Your PracticeHere's how independent offices can hire and nurture the young talent they need to serve new clients and grow.
December 20, 2022
Ex-Merrill Advisor Who Threw Smoothie Catches FINRA's Eye Over Cash TransactionsFINRA says James Iannazzo structured cash transactions in his personal accounts to avoid federal reporting requirements.