Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Advisors Must 'Go Out Into the Community': TCI Wealth CEO
By Jane Wollman Rusoff"The perception of our industry has been one of advisor and company first, client third," Bob Swift says.
June 07, 2023
Wells Fargo Launches Program for Advisors Serving Sports, Entertainment ClientsA new Sports & Entertainment Accredited Wealth Management Advisor designation has been created for the launch.
June 07, 2023
The Wealth Management Trend Advisors Can't IgnoreA demand for more nimble and holistic planning is challenging advisors and driving interest in direct indexing.
June 06, 2023
Pershing CEO: AI Has Huge Potential in Wealth Management, Innovation Is Not NegotiableThe firm is using AI to power a next-best action engine in its revamped wealth platform.
June 06, 2023
Pershing X Launches New Wealth Management PlatformFirm leaders say the platform, called Wove, helps advisors connect all the components of a client's financial picture.
June 06, 2023
Ex-Edward Jones Rep Fined, Suspended for Texting Client DocsThe former advisor was suspended for 15 months and fined $15,000 by the regulator.
June 06, 2023
Preliminary Hearing Set for LPL Network Firm Employee Charged in Double MurderThe next preliminary hearing for Ramy Fahim will be Aug. 15.
June 06, 2023
Social Security Cuts on the Table as McCarthy Assembles CommissionHouse Speaker Kevin McCarthy intends to create a group to scrutinize spending, including on Social Security and Medicare.