Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
When Will We Finally Get a Spot Bitcoin ETF?
By Ric EdelmanSEC Commissioner Caroline Crenshaw told me where she still has major questions and concerns about the crypto market.
July 26, 2022
UBS Says It's Part of Probe Into Unapproved Staff MessagingRegulators are set to levy $1 billion in fines on the biggest banks for failing to monitor employees' use of unauthorized messaging apps.
July 25, 2022
Death of Roe v. Wade Is Causing Financial Pain, a Doctor and Advisor SaysWomen denied abortions often have reduced earning potential for life, former ER physician Carolyn McClanahan tells ThinkAdvisor.
July 25, 2022
12 Fastest-Growing RIAs in the U.S.: 2022SmartAsset looked at growth in AUM and the number of client accounts at more than 700 firms.
July 25, 2022
Former LPL Strategist Ryan Detrick Joins Carson GroupDetrick left LPL Financial in June.
July 25, 2022
5 Questions to Ask Now About Client EngagementHere's what to look at if your firm wants to spend less time on mundane administrative tasks and have more time for clients.
July 25, 2022
Ed Slott, Ian Berger Explain 2 Good Reasons to Do a Reverse RolloverOne reason: Reverse rollovers help clients avoid being hit by the pro rata rule when doing backdoor Roth conversions.
July 25, 2022
The 60/40 Strategy Will Make a Comeback: Morgan StanleyThe approach offers higher estimated long-term returns over the next decade than in the last 10 years, says a strategist.