Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Why One Advisor Went All-Cash in Early 2022
By John ManganaroIt may be time to reconsider how much market risk is appropriate for older clients, Mike Piershale tells ThinkAdvisor.
October 24, 2022
4 Questions Your Prospects Want You to AskWant to stand out from the advisor crowd? Ask the questions that matter most.
October 24, 2022
How to Maintain RIA Independence Amid a Wave of ConsolidationNew client demands, lower trading revenue and a search for economies of scale have triggered increased M&A, but not all firms aim to sell.
October 24, 2022
Fidelity Rolls Out Institutional Custom SMAsFidelity's RIA clients should have access to the direct indexing SMA services in early 2023.
October 21, 2022
Are 401(k)s Enough? Ghilarducci and Biggs Debate Future of RetirementOne thing the two retirement scholars agree on is that the retirement bills in Congress are sorely lacking.
October 21, 2022
How DOL's New Independent Contractor Rule Could Cause Major Headaches for AdvisorsThe proposed rule stands to cost advisory firms more time and money, FSI General Counsel David Bellaire tells ThinkAdvisor.
October 21, 2022
Envestnet Launches Wealth Data Platform for Advisors: Tech RoundupAlso, UBS and Microsoft say they've expanded their cloud partnership.
October 21, 2022
Advisor Who Tried to Flee Prosecution Pleads Guilty to Defrauding ClientsSteven Xigoros was arrested at the Newark airport while trying to board a flight to Greece in September.