Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Helping Advisors Turn AI Curiosity Into Application
By Joel BruckensteinThis year's T3 Conference will feature a full day of observing, thinking and doing around the emerging technology.
February 03, 2026
Ex-Advisor Sentenced to 20 Years in Prison for $94M Ponzi SchemeAbout 25 Venezuelans applauded as a court official handcuffed Andrew Jacobus and escorted him away, the Miami Herald reported.
January 30, 2026
Ex-Advisor Sentenced to 6 Years for Swindling Couple out of $1MJeffrey Slothower was also ordered to make restitution.
January 27, 2026
Banks Prioritize Tech to Boost Advisor Retention and Productivity: CerulliSuch an investment can be a core way to improve efficiency and enhance clients' experience, a report finds.
January 21, 2026
Lawsuit Says United Planners, Advisor Steered Retirees to High-Risk InvestmentsThe complaint, seeking class-action status, alleges securities fraud and RICO violations.
January 15, 2026
Carson Group Debuts Career Path Program, NextGen CouncilInvesting in rising advisors is key, Carson Group CEO Burt White says.
January 12, 2026
Edward Jones Meets Pledge to Expand Advisor Profit AwardsA regulatory filing shows the expanded limited partner strategy, announced in November, is now in effect.
January 09, 2026
How to Help Clients Avoid Market Panic: MorningstarHuman survival instincts can work against investors in market downturns, a report notes.