Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Why Succession Planning Is Now a Retention Strategy
By Jeff JudgeAdvisors who include clients through a transition are the ones who build the case years before they need it.
June 16, 2026
FINRA Fines Advisor Over Undisclosed Tax Consultancy Referral FeesShuai Wang failed to timely and accurately inform Cambridge Investment Research about the fees, an order states.
June 16, 2026
12 States Where Advisor Income Decreased the Most in 2025Of the 40 states with available data, SmartAsset reports, 12 states saw median advisor income decline year over year.
June 11, 2026
12 States Where Advisor Income Grew the Most in 2025Of the 40 states with available data, SmartAsset reports, all but 11 saw advisors' median income increase.
June 09, 2026
Introducing ThinkAdvisor PRO: A New Resource for Advisors Whose Clients Expect MoreThis exclusive digital experience gives influential advisors critical tools, insights and resources to meet clients' increasingly complex demands.
June 08, 2026
FBI Offers $150K Reward for Fugitive Advisor Wanted in Fraud SchemeAuthorities haven't seen Christopher Burns, accused of defrauding about 100 investors, since 2020.
June 05, 2026
Barred Oregon Advisor Pleads Guilty to $1.6M Investment FraudJeffrey Thomas Higgins, who defrauded at least 14 investors, faces up to five years in prison.
June 05, 2026
SpaceX IPO Brings 'Prime Time' for Financial Advisors Ahead of Wealth SurgeMany of the firm's thousands of employees will finally be able to sell shares into the public market.