Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Carson Group Names Women in Wealth Management Award Winners
By Dinah Wisenberg BrinCarson Group honored eight female wealth management pros and a male ally.
April 21, 2025
Why We're Enhancing Our Focus on Recruiting MomentumWe're broadening coverage of this topic to help advisors make well-informed decisions about switching firms.
April 17, 2025
How Opening a Morgan Stanley Account Led to a Fraud ArrestThe firm alerted authorities after a Georgia man tried to deposit $32.5 million into a brokerage account, prosecutors allege.
April 17, 2025
Stay or Go? Advisor Consultant Offers 7 Points to ConsiderAdvisor transition specialist Maria Kutscher outlines a framework to assess potential exits.
April 10, 2025
Advisors Tread Carefully to Avoid Spooking Clients as Markets PlungeFinancial planners may try to calm investors but it could backfire if communication is rare, Michael Kitces warns.
April 04, 2025
Josh Brown: It's Not Time to Buy the DipClients who want to take gains should be careful to avoid tax liability, the Ritholtz Wealth CEO says.
April 03, 2025
Peter Mallouk: Market Is 'Far From Blood in the Streets'Stocks would be down 20% today if investors believed tariffs would last beyond a year, Creative Planning's CEO says.
March 28, 2025
'Naming and Shaming' Discourages Advisor Misconduct: StudyNew research found that firms with high misconduct rates cleaned up their acts after their names were published.