Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
RBC Wealth Selects Broadridge Platform: Tech Roundup
By Jeff BermanTwo fintech executives also join Dynasty Financial Partners.
July 27, 2021
'Sketch Guy' Carl Richards Now Has a 'Secret Society' for AdvisorsThe "Behavior Gap" author tells ThinkAdvisor how he's helping advisors thrive in the face of "irreducible uncertainty."
July 27, 2021
Schwab Cuts More TD Ameritrade ExecsThe latest cuts also are said to include nearly every remaining HR associate in TD Ameritrade's retail and institutional businesses.
July 27, 2021
Financial Planning Boosts Client Satisfaction: StudyThe study also finds that clients are more likely to recommend an advisor who talks to them about values.
July 27, 2021
Hightower Scoops Up $2B RIAAs part of the deal, Farr, Miller & Washington CEO Michael Farr is set to become Hightower's chief market strategist.
July 26, 2021
JPMorgan to Hire 550 Brokers, More Than Doubling Its Current BaseThe firm also grabbed new leaders from Goldman and Merrill.
July 23, 2021
JPMorgan Makes Crypto Available to All Wealth Clients: ReportThe firm now allows advisors to take buy and sell orders for five crypto funds, according to Business Insider.
July 23, 2021
10 Retirement and Tax Rules Advisors Love to Hate: Advisors' AdviceAdvisors told us which rules they would get rid of, from RMDs to income limits to Secure Act provisions.