Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
University of Akron to Stage Event for Next-Gen Advisors
By Michael S. FischerDiversitas, which is run by the university's College of Business, strives to promote diversity and inclusion in financial planning.
October 25, 2021
Democrats Draw Up Billionaire-Tax Plan as Corporate Hike FadesSenate Finance Committee Chair Ron Wyden plans to unveil a new tax on the unrealized capital gains of the ultra wealthy this week.
October 22, 2021
Orion Buys Compliance and Risk Management FirmThe acquisition, which closed on Friday, 'complements' what Orion has been doing in the compliance space, T3 head Joel Bruckenstein says.
October 22, 2021
Kitces: Schwab 'Declaring War on Funds' With Direct Indexing PlatformMichael Kitces' remark touched off a debate among advisors on the pros and cons of direct indexing.
October 21, 2021
Ritholtz, Advisor Circle Execs Plan 'SXSW-Like' Wealth FestivalIt includes no pay-to-play presentations and involves four hotels and outdoor space in Huntington Beach, California.
October 21, 2021
Schwab: What Advisors Can Expect From TD Ameritrade IntegrationTD Ameritrade client accounts and assets won't be moved over to Schwab until the second half of 2023.
October 21, 2021
Raymond James Rolls Out New Advisor Portal: Tech RoundupAlso, TD Bank has launched a robo-advice platform and plans to hire more advisors.
October 21, 2021
How Advisors Can Guide a Client's Whole Financial LifeForward-thinking financial advisors are helping clients tie everything together so they can make informed decisions.