Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Ex-Schwab Rep Who Bilked His Dad, Other Clients Gets 16-Plus Years in Prison
By Jeff BermanThe former broker pleaded guilty to defrauding 12 investors out of more than $3.3 million.
February 10, 2022
Study Shows Opportunity for Advisors Amid Inflation, VolatilityNearly half of millennials who do not work with a financial professional are considering it, research found.
February 10, 2022
11 Undervalued Tech Stocks for 2022: MorningstarThe number of cheap stocks in the tech sector has nearly doubled in the past month, according to the research group.
February 10, 2022
Ex-Merrill Advisor Who Hurled Drink, Racist Insults Suspended by CFP BoardThe advisor was recently arrested and charged over an incident at a Robeks smoothie shop in Connecticut.
February 10, 2022
Tifin Launches Advisor Growth Platform: Tech RoundupAlso, YieldX adds eMoney Advisor founder Edmond Walters to its board of advisors.
February 10, 2022
Selling in the Red-Hot M&A Market: How to Maximize Your PriceThere are major differentiators that determine the price your firm can attract in the deal marketplace.
February 10, 2022
Merchant Investment Group Takes Minority Stake in $1B RIAFusion Family Wealth is a behavioral finance focused firm on Long Island.
February 09, 2022
Why IBDs Are Changing Their Recruiting DealsCommonwealth now bases forgivable notes on AUM instead of production levels, following a similar move by LPL.