Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Watch for These ETF Trends in 2023: Dave Nadig
By Dinah Wisenberg BrinVanguard could overtake BlackRock as the No. 1 ETF provider by April, he tells ThinkAdvisor.
December 22, 2022
12 Financial Advisor Designations That Can Boost Your CareerHaving any of these widely recognized professional designations will boost your credibility with clients and prospects.
December 21, 2022
The 5 Worst Advisor Crime Cases of 2022Stalking, intimidation, even murder — some of the biggest cases this year went beyond finances.
December 21, 2022
On Stage: The LUMINARIES 2022 Awards CeremonyWe spotlight this year's winners, who came dressed to impress at the recent industry recognition event in New York's Lotte Palace Hotel.
December 21, 2022
4 Ways to Add Next-Gen Advisors to Your PracticeHere's how independent offices can hire and nurture the young talent they need to serve new clients and grow.
December 20, 2022
Ex-Merrill Advisor Who Threw Smoothie Catches FINRA's Eye Over Cash TransactionsFINRA says James Iannazzo structured cash transactions in his personal accounts to avoid federal reporting requirements.
December 19, 2022
Peter Mallouk: Competition in Financial Planning Is Heating UpCreative Planning's CEO tells ThinkAdvisor what RIAs can expect in 2023 and why this bear market is different.
December 19, 2022
Martha Shedden Holds Out Hope for Social Security 2100 Bill, Urges Caution in ReformThe Social Security educator discusses reform proposals she's watching and myths she wishes people would stop believing.