Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Morningstar Launches Direct Indexing Investment Offering
By Jeff BermanThe offering, part of a growing industry trend, allows portfolios to be tailored to each investor's needs.
October 31, 2022
How to Talk to Clients About Politics and InvestingJohn Diehl of Hartford funds offers timely advice, including a fact or two that may surprise clients.
October 31, 2022
What Annuities Can Do for Retirees That Traditional Fixed Income Can'tAnnuities are far more efficient at generating income than a traditional fixed income portfolio, David Lau says.
October 31, 2022
Got Crushed in the Market? Harvest Losses to Lower TaxesIt's been a rocky year in the markets for investors, but smart moves now can make their taxes less painful in April.
October 31, 2022
Cold Calling Is Out; Lead Generation Is In for 2023: SurveySmartAsset asked advisors where they planned to focus their marketing efforts next year.
October 31, 2022
Penny Pennington Elected to FINRA Board of GovernorsFrom the enforcement of Reg BI to the implementation of new CE requirements, it's a busy time for FINRA.
October 31, 2022
Ex-Broker Sentenced to 20 Years in Prison Over Ponzi SchemePerry Santillo's 20-year sentence will run concurrently with a 17.5-year sentence he already faces.
October 28, 2022
Penny Pennington Leads Edward Jones Into Its 100th YearEdward Jones faces tremendous opportunities, Pennington tells ThinkAdvisor. Yet there are challenges to surmount, as well.