Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Onramp Launches SMA Solution for Advisors, Asset Managers: Tech Roundup
By Jeff BermanAlso, an activist investor nominated four candidates, including ex-UBS Exec Tom Naratil, to Envestnet's board.
January 04, 2023
Secure 2.0 Cements the Role of Roth: Jeff LevineThe law includes hundreds of provisions, but the most noteworthy involve new opportunities to use Roth-type accounts.
January 03, 2023
Former Fidelity Broker Wins $500K in Wrongful Termination CaseA FINRA panel also ruled that the ex-broker's Form U5 termination disclosures should be revised.
January 03, 2023
10 Ways to Help Clients Cope With DeathAdvisors should know both estate-planning techniques and how to speak with clients facing the death of relatives.
January 03, 2023
Are Money Markets and CDs a Good Investment Now? Advisors' AdviceElevated interest rates have more clients asking about these investment and savings vehicles, advisors told us.
January 03, 2023
Why Human, Tech Skills Are Both Critical: David Knoch"The quality of advice goes up when multiple cultural and gender perspectives are brought in," says the Docupace CEO.
January 03, 2023
'No Better Time Than Challenging Times' for RIAs: Focus Financial's Rudy AdolfThe firm's growth plans include expanding international revenue to 20% of the total, the Focus CEO tells ThinkAdvisor.
January 03, 2023
Is Gen X Sitting on a Pile of Wealth?New research suggests that Gen X is now significantly wealthier than baby boomers were at the same age.