SEC's Fund Liquidity Plan Hurts Retirement Savers, Lawmakers Say
By Melanie WaddellThe "hard close" for trades in the proposal "limits Americans' ability to trade in mutual funds," lawmakers say.
June 28, 2023
10 Best Blue-Chip Stocks for Long-Term Investors: MorningstarThese companies are leaders in their industries and are currently undervalued, according to analysts.
June 28, 2023
Ex-Merrill Rep Who Threw Smoothie Hit With FINRA Complaint on Cash TransactionsJames Iannazzo deposited and withdrew $568,440 in small increments to avoid bank reporting requirements, FINRA says.
June 28, 2023
Washington State Long-Term Care Insurance Program to Launch SaturdayCritics wonder whether WA Cares will provide enough of the right benefits to be useful.
June 28, 2023
Will State Auto-IRA Programs Become the Norm?Nineteen states now offer such programs, which are already having a positive effect on workers' ability to save for retirement.
June 28, 2023
Here's What a 'Trusted Contact' Is, and Isn't: FINRA ExecMany investors mistakenly think a trusted contact can trade in their account, Jim Wrona says.
June 28, 2023
Fired Wells Fargo Brokers File Age, Race Discrimination SuitThe plaintiffs alleged that they were fired for being white and in their 60s.
June 28, 2023
Wells Fargo Investor Seeks Files in Probe Over Fake Interviews for Diverse CandidatesA Florida pension fund is demanding files about a possible criminal probe into whether the bank violated federal law.