Accredited Investor Bill Up for House Vote Friday
By Melanie WaddellThe bill would "deem all of an [advisor's] natural indvidual clients to be accredited," said IAA's Neil Simon.
March 07, 2024
New Marketing Rule, AI in SEC Examiners' Crosshairs"You're going to see us focusing on marketing in almost every exam," SEC's Natasha Vij Greiner says.
March 07, 2024
Must-Do Steps to Prepare for AI ComplianceWhile we're in the first stages of regulation, it's not too early to plan approaches to the technology.
March 07, 2024
15 States With the Highest Tax Rates: 2024Even residents in states with low or no income taxes may still get a hefty bill, WalletHub found.
March 07, 2024
Group Asks White House to Stop Picking on Medicare AgentsJessica Brooks-Woods, NABIP's CEO, wants policymakers to yell less and brainstorm more.
March 07, 2024
Genworth Accused of Wrongly Terminating Life PoliciesThe plaintiffs have accused the insurer of violating California policy termination notice requirements.
March 07, 2024
FINRA Arbitration & Mediation: 6 Reasons to Do BothHere's an in-depth look at why you don't want to limit your advisory practice to only one method of dispute resolution.
March 07, 2024
Do Life Settlement Clients Need to Sell the Whole Policy?Some clients have extra cash-generating options.