When Your Client Says 'I Can Take It From Here': Advisors' Advice
By Dinah Wisenberg BrinWhat do you say to a client who wants to go DIY? Five advisors and a coach weighed in.
February 23, 2026
Merrill to Offer Direct Capital Markets Trading to Ultra-Wealthy ClientsThe new Direct Markets Coverage Group aims to support, not replace, clients' core advisors.
February 23, 2026
NYSE, Nasdaq Say Market Hours Unchanged Amid BlizzardNew York City's streets, highways and bridges are closed to most traffic until noon today.
February 20, 2026
Transamerica, Advisory Firm Face Suit Over $25M Term Life Policy ConversionA beneficiary said he has had trouble collecting all of the benefits that should be coming from the converted policy.
February 20, 2026
Lawsuit Accuses Stifel of Mismanaging Its Employees' 401(k)The suit contends Stifel kept two poorly performing funds in the plan for over a decade.
February 20, 2026
FINRA Suspends Rep Over Variable Annuity SwitchesRobert Settimio Cupello recommended six VA exchanges to seniors without a reasonable basis to believe they were suitable.
February 20, 2026
Debate: Should Limits on ACA Health Plan Designs Be Repealed?The Centers for Medicare & Medicaid Services have proposed allowing more nonstandardized plans in the ACA insurance marketplace.
February 20, 2026
Fidelity to Pay Nearly $1.3M in Damages Over Structured ProductsClients said the firm committed breach of contract and fiduciary duty in connection with their investments.