Texting Crackdown a 'Cash Cow' for the SEC: Commissioner Peirce
By Melanie WaddellAt a congressional hearing, Peirce said the agency should be taking a regulatory approach instead of levying fines.
September 24, 2024
The History and Philosophy of Retirement with Moshe Milevsky[falcon-embed src="embed_1"] Dr. Moshe Milevsky is a finance professor at York University in Toronto, as well as a prolific author who has now penned…
September 24, 2024
SEC Hits Stifel, Others With $88M in Texting FinesStifel and Invesco will each pay $35 million over off-channel communications.
September 23, 2024
The 60/40 Portfolio Isn't Dead. But Is It Enough?To enhance client portfolios, advisors might want to look beyond stocks and bonds.
September 23, 2024
How In-Plan Annuity Sales Could Help Retail AdvisorsThe sales effort will reach some people who do have big nest eggs.
September 23, 2024
Annuity Issuers Try to Talk the Same Tech Language, for RealThe companies hope more uniformity will make recommending the products less of a chore.
September 23, 2024
Yes, Your Small-Business Clients Still Must File FinCEN ReportsDespite a court ruling, the Corporate Transparency Act remains in effect for most businesses, with penalties for noncompliance.
September 23, 2024
20 Best-Paying College Majors: 2024Payscale collected data on 763 majors at some 2,400 colleges and universities across the U.S.