SEC Hits Firm With $85K Reg BI Fine
By Melanie WaddellLifeMark Securities and a registered rep must each pay fines and return some funds to a semi-retired client.
July 29, 2024
Top 10 States With the Highest Incomes Among the 1%Nationwide, it takes $787,712 to be in the top 1% of earners, but in these 10 states it take a lot more.
July 29, 2024
Second Court Halts New Fiduciary Rule, as DOL Hits BackAnother court in Texas has issued a decision to halt the rule's Sept. 23 implementation date.
July 29, 2024
Ameriprise Posts 45% Jump in Variable Annuity SalesDemand rose for variable universal life products that affluent clients can use to build cash value.
July 29, 2024
Bob Doll: Move to Conservative Holdings NowTech stock troubles and big changes in the presidential race "could have profound implications" for the markets, he said.
July 29, 2024
Trump Pledges to Fire Gensler, Hire People Who 'Love' CryptoThe politician said he would fire the SEC chair and pick crypto-friendly regulators if he returns to the White House.
July 26, 2024
How a Generative AI System Handled a 401(k) QuestionChatGPT is prefacing some answers with "it depends on the situation," which is where financial advisors come in.
July 26, 2024
12 Most Expensive Retirement TownsThese locales have large senior populations, but housing, groceries, health care, transportation and utilities can be pricey.