Trump Taps His Ex-SEC Chair Jay Clayton as U.S. Attorney for Manhattan
By Ava Benny-Morrison and Chris DolmetschThe role, often dubbed the Sheriff of Wall Street, is famous for tackling complex and high-profile cases.
November 14, 2024
FINRA Fines BBVA Securities for Failing to Monitor Annuity Exchange RatesThe broker-dealer did not have an adequate supervisory system in place, the regulator found.
November 14, 2024
There's More to Estate Planning Than Tax ExemptionsThe process offers significant non-tax benefits, even for mass affluent clients.
November 14, 2024
How the World's Biggest Fortunes Have Grown Since Trump's ElectionNine of the 10 richest people have added billions to their wealth since Nov. 5.
November 14, 2024
12 Cities Where Social Security Runs Out FastestMarried couples’ benefits are stretched thin in these high-cost areas, research by GOoBankingRates found.
November 14, 2024
U.S. Makes Peace With International Insurance Capital Standards GroupThe preliminary deal could protect life and annuity products from new rules that might make them look shaky.
November 14, 2024
Captrust Buys $5B RIA Based in BostonThe acquisition of Boston Financial Management includes three new office locations and 45 staffers in Massachusetts and Maine.
November 13, 2024
Mercer Adds Nearly $1.7B in Assets via Two DealsThe RIA acquired Waypoint Capital and Chapel & Collins, which serve wealthy families.