Raymond James Exec Aims to Boost Indie Rep Assets, Service
By Dinah Wisenberg BrinKirk Bell, the independent contractor division's new president, seeks to bolster the standard of care for its advisors.
May 27, 2026
Schwab Advisor Pleads Not Guilty to Assault, Weapons ChargesThe charges stem from an alleged domestic violence incident, Denver County Court records show.
May 27, 2026
How to Overcome the Hidden Bottleneck in Advisor RecruitingThe real risk is in winning recruits and then handling everything that must happen after they say yes.
May 27, 2026
Robinhood Launches AI Stock Trading, Purchases on Credit CardsClients will soon be able to establish agentic trading accounts that are entirely separate from their standard portfolios.
May 27, 2026
Florida Governor Proposes Axing Taxes on Primary HomesThe first phase of the plan would eliminate property taxes for 60% of Floridians, Gov. Ron DeSantis says.
May 26, 2026
Chatbots Chase Headlines When Picking Stocks, Research FindsAI tools asked to manage investments recommended undiversified portfolios favoring large, tech-oriented momentum stocks.
May 26, 2026
Tax Court Cites Life, Annuity Assets in 40% Penalty RulingThe judge found that a microcaptive arrangement was not adequately disclosed on the insured firm's tax return.
May 26, 2026
JPMorgan Ordered to Pay $4.25M for Wrongful Firing of BrokerThe financial professional, now at Wells Fargo, alleged that his termination from the firm was defamatory.