4 Issues Hurting Mobile Comms Compliance
By Jamie HoyleJust 25% of firms capture all mobile messages, while the majority rely on workarounds — bleeding budgets and missing risks.
August 18, 2025
Tax Court Rules Against Micro-Captive Case Involving Life and Annuity AssetsThe judge put off deciding whether to apply a 40% penalty related to economic substance questions.
August 18, 2025
JPMorgan Chase Bank Sued Over CD Rollover Rate ChangeA high-interest "relationship" certificate of deposit rolls over to a low rate without warning, a customer complains.
August 18, 2025
New AI Tool Can Open Accounts in Under 20 Minutes: CambridgeThe digital associate, in the early rollout stages, will work with — and not replace — staff, the firm says.
August 18, 2025
Edward Jones Plans Home Office Layoffs This MonthThe firm now has about 9,000 home office employees serving its roughly 20,000 financial advisors and their clients.
August 18, 2025
Biden-Era Fiduciary Rule on Hold, AgainThe DOL has requested a third 60-day extension to consider next steps in the consolidated federal court case.
August 18, 2025
Most Workers Fear Social Security Funds Will Run DryThey think Congress should raise the Social Security payroll tax rate or raise the retirement age, a Transamerica report says.
August 18, 2025
BofA’s Hartnett Says Stocks to Falter After Jackson HoleHe reiterated a preference for international equities over U.S. peers, a call that has proved correct this year.