Texting Still in Regulators' Crosshairs
By Melanie WaddellIf regulators find violative conduct related to off-channel communications, they will bring actions, Eversheds attorneys say.
August 14, 2025
RIA SageView Buys $25B Retirement ConsultancyCAP STRAT's operations includes $750 million in wealth management assets under management.
August 14, 2025
Firm Hit by MOVEit Data Breach May Settle for $8.5MThat will cover 1.2 million affected people and could hint at what's ahead for people in other litigation classes.
August 14, 2025
Treasurys Sink as Wholesale Inflation Dents Fed Rate-Cut BetsFor investors, the consumer price reading was enough to solidify wagers on a 25-basis-point rate cut.
August 14, 2025
6 Steps for Updating Your Lead Gen StrategyIf your firm is ready to take online lead gen seriously, consider these foundational moves for building a scalable, modern pipeline.
August 14, 2025
Why Are Investor Returns Lagging by 15% a Year? (It's Not Fees)Morningstar uncovered the habits of investors whose results trailed those of funds in their portfolios over the past decade.
August 14, 2025
DOL Lifts Warning on Alts in 401(k)sThe move follows Trump’s executive order that paved the way for alternative assets to be included in retirement plans.
August 14, 2025
Prospects Want More Than Referrals When Picking an Advisor: SurveyOver 80% of investors want to read online reviews of advisors and understand their reputation before hiring them.