Ex-Stifel Rep Steered Older Clients to Costly Brokerage Trades: FINRA
By Melanie WaddellJonathan Webster placed trades in commission-based accounts rather than less expensive fee-based ones, a suspension order states.
January 26, 2026
Wells Fargo Taps Amazon Web Services Exec to Expand AI UseThe AI push comes alongside the bank's efforts to cut costs, a key part of CEO Charlie Scharf's turnaround plans.
January 26, 2026
Gold Smashes Beyond $5,000It's up about 18% so far this year due largely to investors' retreat from currencies and Treasurys.
January 26, 2026
4 Misconceptions About Life SettlementsSelling a policy was once exotic. Now, the author says, it's core.
January 23, 2026
Better Banking Benefits RIAs and Clients, Flourish Exec SaysBen Cruikshank, president of the wealth management technology provider, details the move to "wealth 3.0."
January 23, 2026
Bill Seeks to Modernize Advisor Payment RulesThe Clarity for Compensation Act would "permanently allow commission payments to be made directly to advisors' business entities."
January 23, 2026
Goldman Sachs Boosts CEO David Solomon's Pay to $47MThe figure tops the $43 million awarded to JPMorgan CEO Jamie Dimon for 2025.
January 23, 2026
New Indie Contractor Rule Lands at OMBFSI, which has been battling Labor's 2024 rule in court, said the group is "encouraged" that Labor has initiated new rulemaking.