Synovus Securities to Pay $315,000 Over E-Signatures
By Melanie WaddellThe BD failed to detect red flags that four associated persons forged and falsified hundreds of signatures, FINRA says.
October 06, 2025
12 Most Livable Small Cities in America: 2025WalletHub analyzed 1,318 cities with populations between 25,000 and 100,000.
October 06, 2025
Social Security Chief Named IRS CEOFrank Bisignano will continue to lead the SSA while leading the IRS; the role doesn't require Senate confirmation.
October 06, 2025
Thousands of Robinhood Users Report OutageUsers reported problems with the brokerage site on mobile and desktop as the market opened.
October 03, 2025
BlackRock's Aladdin Launches AI Commentary Tool for Advisors; Morgan Stanley Signs OnThe new feature will use AI to turn analytics, commentary and client preferences into advisor narratives.
October 03, 2025
FINRA Panel Upholds Advisor Penalty Over Retiree's Ex-Wife Draining IRAThe client denied authorizing his former spouse to order trades.
October 03, 2025
Alts in 401(k) Plans: How to Prepare Your ClientsWhether you advise plan sponsors or individuals with 401(k)s, you can help them address several crucial concerns.
October 03, 2025
Morgan Stanley Says Treasury Options See 10- to 29-Day ShutdownThe chance of a longer closure is about 10%, the firm's strategists calculated.