FINRA to Send E-Delivery Rule Updates to SEC
By Melanie WaddellBroker-dealers would be allowed to make e-delivery their default method when sending investor disclosures and other communications.
February 04, 2026
'Solo Agers' Need More SupportMuch of the U.S. financial services infrastructure is designed around shared resources or informal caregiving.
February 04, 2026
3 Keys to Courting CPAs, Attorneys to Boost ReferralsFinancial advisors get about 14% of new clients from referrals by other professionals, Cerulli finds.
February 04, 2026
Aon Agrees to $15M Settlement With Pennsylvania TeachersCalculation errors and bad advice caused the teachers to make millions of dollars in extra pension contributions, a suit alleged.
February 04, 2026
TaxStatus' Jump Integration Links IRS-Verified Data to Planning PlatformThe partnership reflects growing demand in the advisor space for verified financials and AI-powered planning.
February 04, 2026
Vanguard Brings Back Outsourced Back-Office JobsVanguard is transitioning some client services functions back from an Infosys business.
February 04, 2026
Senators Slam UBS for Obstructing Nazi Accounts Probe"UBS's conduct is absurd and a historic shame," Judiciary Committee Chairman Chuck Grassley said.
February 04, 2026
Helping Advisors Turn AI Curiosity Into ApplicationThis year's T3 Conference will feature a full day of observing, thinking and doing around the emerging technology.