A Compliance Guide to the Investment Advisers Act of 1940
By Staff WriterPart III: The Registered Investment Adviser's Relationship with Its Clients This article is the third in a series I have designed to give guidance to managers of hedge funds for complying with regulations proposed by the Securities and Exchange Commission. If the proposed regulations are adopted, they will require the...
October 25, 2004
Japanese Bank To Sell Hartford Fixed AnnuityNU Online News Service, Oct. 25, 2004, 2:35 p.m. ESTThe Hartford Financial Services Group, Inc., Hartford, says Japan's second largest bank has agreed to ...
October 25, 2004
ACLI Gives Blessing To New Job LawNU Online News Service, Oct. 25, 2004, 3:44 p.m. EDTThe head of the American Council of Life Insurers, Washington, praised Congress and the White ...
October 25, 2004
Milliman Finds Lower HMO IncreasesNU Online News Service, Oct. 25, 2004, 2:10 p.m. ESTHealth maintenance organizations expect their renewal rates to slow next year, while employers are showing ...
October 25, 2004
Boomers "Paralyzed" About Saving: GuardianNU Online News Service, Oct. 25, 2004, 3:00 p.m. ESTMany baby boomers are apparently planning to catch ...
October 25, 2004
NY Life International Promotes Gilmour To CEONU Online News Service, Oct. 25, 2004, 2:11 p.m. ESTNew York Life Insurance Company has announced that Joseph Gilmour will become president and chief ...
October 22, 2004
New York Life Names Annuity Systems ExecNU Online News Service, Oct. 22, 2004, 9:35 a.m. EDTNew York Life Insurance Company has appointed William ...
October 22, 2004
Cincinnati Life Reports 3rd Quarter ResultsNU Online News Service, Oct. 22, 2004, 11:10 a.m. EDTCincinnati Life Insurance Company reports a decline in net income of 35% in the 3rd ...