FINRA Suspends Rep for Forging Client Initials, Signature
By Melanie WaddellMark J. Hudec initialed brokerage account opening forms and signed an advisory account form, an order states.
August 18, 2026
Best Colleges in 10 Categories: Princeton Review, 2026The test prep company surveyed students at 392 schools on campus-life topics like support services, healthcare, politics and, of course, food.
August 18, 2026
12 Fastest-Growing States by PopulationA growing population can support economic growth, SmartAsset notes.
August 18, 2026
Stop Planning Around the Average Client. There Isn't One.Life expectancy tells you about a population, not about the individual sitting across your desk.
August 17, 2026
Regulators Save Annuity Buyer Access to Issuer Risk-Based Capital ScoresThe NAIC has backed off from a proposal that could have hidden a key soundness indicator.
August 17, 2026
Carson Group Hires SVP of Business DevelopmentKevin Peterson previously served as senior vice president of sales at Osaic.
August 17, 2026
FINRA Moves to Strengthen Fraud Rules for SeniorsThe BD regulator has sent three investor protection proposals to the SEC for approval.
August 17, 2026
Advisor Gets 20-Year Sentence in Georgia's Biggest-Ever Ponzi SchemeTodd Burkhalter and others scammed nearly 4,000 investors out of about $380 million.