SEC to Crack Down on Funds' Misleading ESG Claims With New Rule
By Lydia Beyoud and Saijel KishanConcerns are mounting over a lack of consistent standards for investments claiming to be sustainable.
May 25, 2022
SEC Sends Email Warning on Marketing Rule ComplianceThe regulator is serving notice "that it will aggressively pursue actions against firms," says Lynch of FrontLine Compliance.
May 25, 2022
12 Best States for Military Retirees: 2022These states are well-suited to meeting the unique challenges of post-military life, according to WalletHub.
May 25, 2022
LPL Picks Up $11B of CUNA Brokerage AssetsAnother $21 billion is expected to move onto the BD's platform as part of a partnership deal reached last year.
May 25, 2022
SEC Hits Ameriprise Unit for Improper Variable Annuity SwitchingRiverSource wholesalers used color-coded lists to highlight annuity exchange opportunities among Ameriprise clients, the SEC says.
May 25, 2022
Crypto Assets Are Making Divorce More ComplicatedDigital assets are tricky to value in a divorce, but advisors can help, lawyer Yueh-Mei Kim Nutter tells ThinkAdvisor.
May 24, 2022
5 Worst States for Q1 COVID-19 Death TrendsFor advisors' individual clients, everything depends on life expectancy. The latest numbers are not good.
May 24, 2022
5 Low-Risk Ways to Invest Cash: Morningstar's BenzYield, guarantees and liquidity are the most important considerations for short-term investments, Christine Benz writes.