Nationwide and RetireOne Adjust Menus for Volatile Markets
By Allison BellNew product features could help retirement investors who are nervous about playing with volatility defend their chips.
May 27, 2022
Robinhood Reaches Settlement of Suits Over 2020 Trading OutageMultiple investors sued Robinhood in several states, mostly alleging restrictions by the trading platform that amounted to a breach of contract.
May 27, 2022
SEC Investor Advocate Rick Fleming to DepartFleming, the first investor advocate for the agency, is leaving July 1.
May 27, 2022
Client Communication Before, During and After Natural DisastersTechnology can help you set yourself apart when clients need you the most.
May 26, 2022
UBS Must Pay Clients $1.4M Over YES Options StrategyA FINRA arbitration panel ruled against the wirehouse in another dispute over its Yield Enhancement Strategy.
May 26, 2022
Secure Act 2.0 Starts to Take Shape in SenateThe HELP Committee just released a package of provisions intended for inclusion in the retirement bill.
May 26, 2022
Michael Finke Sees a Bull Market in Advisor EducationIn a survey, 76% of advisors said advisors in their practice have designations beyond the CFP mark.
May 26, 2022
Ex-SEC Chairman Says Private Fund Plan Goes Too Far: SEC Roundup"This proposal will be reviewed by the courts, there's no doubt," Harvey Pitt says.