Small RIAs Likely Breaking New DOL Rollover Rule Without Knowing It: ERISA Lawyer
By Melanie WaddellMany small firms are unaware of the rule and lack a compliance officer, Faegre Drinker partner Fred Reish says.
August 30, 2022
Life Settlement Firm Plans to Go Public Through $619M SPAC DealAbacus Life is helping to oversee life policies that could pay $950 million in benefits.
August 30, 2022
Reg BI Enforcement to Zero In on RecommendationsThe SEC has released a strategic plan, setting out its goals over the next four years.
August 30, 2022
Top 10 RIA Deals in the First Half of 2022Echelon Partners and DeVoe & Co. both say 2022 is on track to be a strong year for M&A despite shifting trends.
August 30, 2022
Jeremy Siegel: Don't Take Powell's Words as 'Gospel'The Wharton School economist fears the Fed will go too far in raising interest rates to fight inflation.
August 30, 2022
What to Do When Your Soon-to-Retire Client Needs to Save More: Advisors' AdviceWe asked advisors how they help clients 5 to 10 years from retirement play catch-up on savings.
August 30, 2022
SEC Expands Whistleblower ProgramThe changes allow the SEC to pay whistleblower awards for certain actions brought by other entities as well as increase an award amount.
August 29, 2022
JPMorgan's Kelly Says Buy Value, Sell Crypto With Hawkish FedForget about short-term direction and focus on valuations, the global strategist advises.