New SEC Plan Says RIAs Must Vet Third-Party Services
By Melanie WaddellThe SEC doesn't recognize "how little leverage firms have over many service providers," says IAA's Karen Barr.
October 26, 2022
9 Ways the Super-Wealthy Spend Their MoneyHere are the most sought-after brands, experiences and destinations among people with $100 million or more.
October 26, 2022
5 Steps to Boosting Your Independence — TodayThis is the best time in decades for advisors to upgrade and strategically position their practices, says one recruiter.
October 26, 2022
8 Estate Planning Steps for Newly Single ClientsA discussion with your newly single client about what they want will make for a smoother process later.
October 26, 2022
IRS Faces 2023 Audit of Its Own IRA Enforcement EffortsThe audit could affect clients who take early IRA withdrawals, or who contribute too much.
October 26, 2022
DOL Extends Indie Contractor Rule Comment PeriodThe comment period has been extended to 60 days from 45.
October 26, 2022
GE to End $2.5B Long-Term Care Insurance Reinsurance ArrangementThe company says the move will help it reduce risk and improve claim administration.
October 26, 2022
New Bill Could Make Small-Business Loans More AffordableThe ABC Act would give community banks a tax break on interest income from small-business loans.