SEC to investigate ... SEC
By Staff WriterThe U.S. Securities and Exchange Commission is in an unenviable position of late. Between dropping the ball on the Bernie Madoff scheme, and failing to pick up on the danger Wall Street's biggest banks were in, the Commission is struggling to
December 25, 2008
Action items for market survivalFor this issue of Market Conduct & Suitability, Jay Grubb of Key Financial Partners, who is a financial, retirement and estate planning specialist in Gwinnet Country, Ga., provides his thoughts on how advisors can survive and continue to do the
December 24, 2008
Big dreams, little schemesA Georgia financial advisor and registered representative pleaded guilty to mail fraud in connection with a scheme that victimized more than 10 clients and resulted in losses of $4.6 million. The advisor apparently convinced clients to liquidate
December 24, 2008
Action items for market survivalFor this issue of Market Conduct & Suitability, Jay Grubb of Key Financial Partners, who is a financial, retirement and estate planning specialist in Gwinnet Country, Ga., provides his thoughts on how advisors can survive and continue to do the
December 23, 2008
Tony TorresTony Torres has been named senior vice president of financial services for Forethought Financial Group. He has over 35 years experience in commercial lending.
December 23, 2008
Stretch drug budget dollars80%: Percentage of medications with a generic option. 67%: Level of generic drug utilization for all users in the United States. $13 billion: Expected sales lost to expired patent protection in 2008. 11%: Percent reduction in ann
December 23, 2008
S&P 500 pension funds could see record underfundingAnalysts at Standard and Poor's are expecting S&P 500 pension funds to report broad losses in their $1.5 trillion portfolio for 2008, and to potentially...
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