Despite financial crisis, high-net-worth investors aren't contacting advisors
By Staff WriterNew research suggests high-net-worth investors are taking little action despite the financial crisis; they are simply trying to ride out storm - minus any advice...
December 18, 2008
Obama looks to FINRA for new SEC headPresident-elect Obama named Mary Schapiro, chief executive at FINRA, to lead the Securities and Exchange Commission, Reuters reports. Obama is set to name the final members of his cabinet by the end of the week, the agency reports. "By
December 18, 2008
Technology: Protect your clients and your practiceYou may have invested in the latest, state-of-the-art technology to help run your practice efficiently, but if you aren't paying attention to how secure your...
December 18, 2008
Bonds, emerging markets may slow downThe pessimism that sent investors running for government bonds and cash may finally be dissipating, a Merrill Lynch survey of global fund managers found, with...
December 18, 2008
Boomers looking for financial guidanceThe past year has been hard on boomers. Research from The Hartford Financial Services Group Inc. shows keeping up with daily expenses; last year, boomers'...
December 18, 2008
Obama looks to FINRA for new SEC headPresident-elect Obama named Mary Schapiro, chief executive at FINRA, to lead the Securities and Exchange Commission, Reuters reports. Obama is set to name the final members of his cabinet by the end of the week, the agency reports. "By
December 18, 2008
151 reasons to dump CoxCall it a Hail Mary. With SEC credibility in the toilet, Obama looks to FINRA head Schapiro to take the reins. Pity Cox (to a...
December 18, 2008
Obama's Schapiro selection already facing scrutinyObama's selection of Mary Schapiro to head the Securities and Exchange Commission is already coming under fire. Wall Street Journal political reporter T.W. Farnum, claims...

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