Tom Zaccaro

September 14, 2022

XRP Tokens Caught in Crypto Oversight Crosshairs: SEC Roundup

August 31, 2022

Blowing the Whistle on How Insider Tips Are Handled: SEC Roundup

August 16, 2022

Why Balking at SEC Rules Will Not Make You a Target: SEC Roundup

August 04, 2022

Reg BI Will Be Defined Case by Case, Cetera's Chief Legal Officer Says: SEC Roundup

July 21, 2022

Robinhood's Chief Lawyer Balks at Plan to Rein In Trading Apps: SEC Roundup

July 01, 2022

ESG Funds Plan May Create 'Garbage In, Garbage Out' Problem: SEC Roundup

June 14, 2022

ESG Plan Fails to Protect Retail Investors: SEC Roundup

June 03, 2022

Is It Possible to Disclose a Cyberattack in 4 Days? — SEC Roundup

May 26, 2022

Ex-SEC Chairman Says Private Fund Plan Goes Too Far: SEC Roundup

May 13, 2022

Anti-Money Laundering Rule for Advisors May Be Revived: SEC Roundup