Tom Zaccaro
April 06, 2023
Reg D Changes Are a Bad Idea: SEC Roundup
March 10, 2023
Custody Rule Plan Changes Are 'Mind Boggling': SEC Roundup
February 24, 2023
Is the Sweep of Advisors' Texting Legal? — SEC Roundup
January 23, 2023
March CAT Deadline Raises Investor Privacy Alarm: SEC Roundup
December 16, 2022
How Enforcement Will Play Out in 2023: SEC Roundup
October 24, 2022
Is Reg FD Unconstitutional? — SEC Roundup
October 04, 2022
Will NASAA's REIT Plan Sync With Reg BI? — SEC Roundup
September 14, 2022
XRP Tokens Caught in Crypto Oversight Crosshairs: SEC Roundup
August 31, 2022