RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Why Client Feedback Is Key for Hitting Tech Goals
By Dan SkilesDon't assume you know how clients use, or even like, your technology. Instead, ask them and adapt.
August 01, 2019
Chalice Launches Reg BI Compliance ServicesThe membership-based group says it is responding to advisors' requests for compliance and legal support.
July 29, 2019
Now Is the Time to Do a 'Back-to-School' Tech CheckBeen away for summer and have to get back into gear? Here are ideas for when "class" resumes.
June 11, 2019
Crypto Exchanges Are Facing Biggest Regulatory Hurdle YetThe multi-government Financial Action Task Force is preparing to release guidance that clarifies how participating nations should oversee digital assets.
May 28, 2019
Importance of Being Up to Date With TechTop tech gurus discuss what advisors need to do infrastructure-wise to stay ahead.
April 26, 2019
Libor's Looming Demise Is Huge, Risky TaskIt's a matter of when, not if, rate becomes 'unusable," says Morgan Stanley's Tom Wipf.
March 26, 2019
Reg BI Readiness Questioned on All Fronts: SEC Commissioners, Trade Groups, LegislatorsAs new BD regulations get aired out, two points emerge: Reg BI is "fixable" and states need to see how it works before making own laws.
March 22, 2019
95% of Spot Bitcoin Trading Volume Is Fake: ReportBitwise Asset Management, which has filed for a Bitcoin ETF, analyzed data from 81 crypto exchanges.