RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
RIA in a Box Launches Virtual Desktop, Compliance Dashboard for RIAs: Tech Roundup
By Jeff BermanAlso, Wells Fargo turns to Google and Microsoft for its new digital infrastructure strategy.
August 26, 2021
Insurers Scramble to Meet No Surprises Act RequirementsNearly 75% of survey respondents are concerned about meeting the law's Advanced Explanation of Benefits mandates, Zelis found.
August 20, 2021
Regulators Are Embracing the Latest Tech Tools. Are You?Legacy systems just can't keep up with changing compliance demands of compliance.
August 05, 2021
Onramp Invest Raises $6M: Tech RoundupAlso, Susan Theder, Advisor Group chief marketing officer, has joined the board of directors of regtech firm ComplySci.
July 28, 2021
SBA to Launch PPP Loan Forgiveness PortalThe new forgiveness platform will begin accepting applications from borrowers on Aug. 4.
July 27, 2021
FINRA Preps New Fingerprint Service for BDs, Funding PortalsFINRA plans to implement the new service by September.
July 08, 2021
Broadridge to Offer Hyper-Personalization Tools for Advisors: Tech RoundupAlso, Sterling Trustees joins the Envestnet Trust Services Exchange to provide trust administration services to RIAs and BDs.
June 24, 2021
State Street to Implement Machine Learning: Tech RoundupAlso, CI Financial led a funding round for a fintech firm.