Turnkey Asset Management
Get the latest news and insights about turnkey asset management platforms (TAMPs), programs and solutions used by financial advisors, especially RIAs.
SEC Slaps 3 Advisors for Custody Violations
By Melanie WaddellThe SEC on Monday sanctioned three SEC-registered advisory firms for violating the custody rule.
October 07, 2013
Genworth Taps Industry Veteran Charles Goldman for Board of DirectorsAs Genworth Financial moves ahead in a partnership with two private equity firms, Goldman, known as a fiduciary advocate, takes the reins as board chairman.
October 02, 2013
Preparing your clients for the digital afterlifeState legislatures nationwide are now passing digital asset laws that can help estate planners.
October 02, 2013
Preparing your clients for the digital afterlifeState legislatures nationwide are now passing digital asset laws that can help estate planners.
October 01, 2013
FSOC targets asset management firms as next SIFIsThe Office of Financial Research report notes the importance of the industry's oversight of $53 trillion in financial assets.
October 01, 2013
FSOC targets asset management firms as next SIFIsThe Office of Financial Research report notes the importance of the industry's oversight of $53 trillion in financial assets.
September 30, 2013
FSOC Targets Asset Management Firms as 'Systemically Important'Asset management firms look to be next on the Financial Stability Oversight Councils list to be considered systemically important financial institutions (SIFIs).
September 30, 2013
Preparing Your Clients for the Digital AfterlifeEstate planners have started to see more clients digital assets outlive them, and theyre now tasked with helping families manage that digital legacy.