Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Envestnet and Empower Launch 401(k) Planning Platform
By John ManganaroThe package combines fiduciary guidance and investment due diligence with personalized communications and investments.
November 10, 2023
Webull Fined $500K for Lack of Compliance TeamAt times, the firm had only one compliance employee for hundreds of thousands of accounts, state regulators said.
November 06, 2023
Future Proof Partners to Stage March EventThe gathering in Colorado will offer three types of networking and activities for a smaller wealth management crowd.
November 06, 2023
Morningstar, Envestnet Launch Managed IRA ServiceThe IRA product will have no account minimum, allowing investors with lower balances to access personalized advice.
November 01, 2023
Schwab Layoffs of 2,000 Have BegunThe firm says it's cutting 5%-6% of its workforce, which totaled 35,900 on Sept. 30.
October 30, 2023
New York Life Launches Hybrid Digital-Advisor Tool for Small AccountsEagle Strategies Prosper Portfolios use ETFs and have a $5,000 minimum.
October 25, 2023
TD Ameritrade Customers Report Trading Platform Glitches"Markets tanking & the TD Ameritrade app is down," one user complained on X.
October 25, 2023
Fintech Firm CAIS Launches Alternative Investment PlatformThe web-hosted software was designed to centralize and streamline fund workflows for advisors.