Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Envestnet, Dynasty Report Strong Demand for ASx Platform: Tech Roundup
By Jeff BermanAlso, AltsAxis launched an alternative investment platform and social network.
July 08, 2021
6 Things We Learned From Robinhood's IPO FilingFor one thing, Chief Legal Officer Dan Gallagher is making a lot more than he did as an SEC commissioner.
July 08, 2021
Sen. Warren Presses SEC's Gensler on Crypto Exchange RegulationWarren signaled that legislation may be needed to give the SEC the authority it needs.
July 08, 2021
Broadridge to Offer Hyper-Personalization Tools for Advisors: Tech RoundupAlso, Sterling Trustees joins the Envestnet Trust Services Exchange to provide trust administration services to RIAs and BDs.
July 08, 2021
Morgan Stanley Reports Breach of Stock-Plan Client DataThe exposed information included names, dates of birth, Social Security numbers and company names but not account passwords.
July 02, 2021
Schwab Taking $200 Million Charge for SEC Robo-Advisor ProbeThe compliance inquiry relates to past disclosures around the firm's Schwab Intelligent Portfolios product.
July 01, 2021
With a Record Fine Behind It and an IPO Ahead, Will Robinhood Change Its Ways?The brokerage prepares to go public amid discussion of whether the $70 million penalty is "an absolute joke" or "a start" on holding it responsible.
July 01, 2021
Betterment Wants to Add Crypto With 'Guided Wrapper'The firm is mulling how to let investors access cryptocurrencies while maintaining its focus on long-term investing and education, CEO Sarah Levy says.