Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
Merrill Edge Adds Fund Research Tool With ESG Info
By Janet LevauxBofA says the Edge platform, which includes its robo-advisor Guided Investing, had close to $204 billion in assets as of Sept. 30.
December 27, 2018
BD Fined $100K for Not Protecting Client DataThe violations took place over a five-year period, Massachusetts securities regulators say, and involved the use of a third-party CMS.
December 26, 2018
Brave New World: How Younger Advisors See Tech Changing the BusinessNew survey shows sharp differences between older and younger advisors on how technology can help them expand their businesses.
December 21, 2018
How AI Will Make or Break the Indie Advisory IndustryWe need to overcome the current trend of using AI as a tool for clients, and instead, develop it more for advisors.
December 21, 2018
4 Ways to Build a Successful Business Plan for 2019Each and every part of a business plan today should include technology; here's how to make tech plans work in the year ahead.
December 21, 2018
SEC Charges Wealthfront, Hedgeable in Its First Robo ActionsThe regulator charged Wealthfront with making false statements and misleading ads and faulted Hedgeable's performance comparisons.
December 21, 2018
FINRA Issues Report on Best Cybersecurity PracticesThe group highlights five areas of focus, such as how to limit phishing attacks and how to implement controls on mobile devices.
December 19, 2018
Digital Assets and ICOs to Get More Clarity, Face More Rules in 2019Attorneys see more CFTC guidance on virtual currencies as commodities, and continued fiduciary pressure on advisors and brokers involved in crypto.