Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
Texting Still in Regulators' Crosshairs
By Melanie WaddellIf regulators find violative conduct related to off-channel communications, they will bring actions, Eversheds attorneys say.
July 29, 2025
FMG Suite Gets New Private Equity Owner in GTCRThe marketing services and software provider was previously backed by Aurora Capital Management.
July 22, 2025
The 5 Hottest Compliance Topics of 2025While there's a new SEC chief, agency staff urges RIAs to "keep your foot on the compliance pedal."
July 17, 2025
5 Marketing Moves to Draw Advisors to Your FirmThe new J.D. Power data is clear: For early-career advisors, marketing support is not an "extra." It's a must.
July 15, 2025
BD Fined $100,000 for Failing to Review Reps' Instant MessagesInvestment Placement Group didn't reasonably supervise use of an approved messaging platform, FINRA said.
July 11, 2025
F2 Strategy Scoops Up Asset Servicing FirmThe deal to buy Aliter Investment Services is the firm's second purchase this year.
June 26, 2025
FINRA Sanctions Clearing Firm Exec for Sending Thousands of WeChat MessagesBingshan Song of Velox Clearing was suspended and fined $25,000.
June 24, 2025
Josh Brown: 10 Tips to Grow Your Influence OnlineHere’s how advisors can stand out from the crowd, while helping their firm grow its business.