Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
BD Fined $100,000 for Failing to Review Reps' Instant Messages
By Melanie WaddellInvestment Placement Group didn't reasonably supervise use of an approved messaging platform, FINRA said.
June 24, 2025
Josh Brown: 10 Tips to Grow Your Influence OnlineHere’s how advisors can stand out from the crowd, while helping their firm grow its business.
June 18, 2025
8 Flaws to Watch For in IRA Conversion ToolsThe designer of a new Roth conversion analyzer says existing tools fall far short of their intended purpose.
June 13, 2025
SEC Shreds Plans for 14 Major RulesThe list includes controversial proposals aimed at RIAs.
June 10, 2025
Fire, Explosions Wake Conference-Goers With a 'Jolt'A nearby blaze forced Snappy Kraken conference guests to evacuate their hotel rooms early Tuesday in Nashville.
June 10, 2025
The No. 1 Thing Advisors Want When They Switch FirmsUnhappy advisors are quicker to move as new tech has made the process easier, recruiter Derrick Friedman says.
June 03, 2025
Senators Re-Introduce E-Delivery BillThe legislation requires the SEC to write a rule allowing financial firms to deliver documents in digital format.
May 23, 2025
Financial Advisor Conferences in 2025: An Evolving ListDozens of industry conferences and events are on tap this year, with the biggest events hosted by custodians.