Marketing Technology

Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.

Raymond James Nears $50M SEC Settlement Over Texting Issues

August 12, 2024

Raymond James Nears $50M SEC Settlement Over Texting Issues
SEC Hits RIA With $430K Marketing Rule Fine

August 09, 2024

SEC Hits RIA With $430K Marketing Rule Fine
Advisors' Biggest Problem With the SEC's Marketing Rule

August 08, 2024

Advisors' Biggest Problem With the SEC's Marketing Rule
Dropbox Co-Founder Claims JPMorgan Advisor Cost Him Over $225M

August 01, 2024

Dropbox Co-Founder Claims JPMorgan Advisor Cost Him Over $225M
Merrill Unveils New Scheduling Tool for Clients, Prospects

July 31, 2024

Merrill Unveils New Scheduling Tool for Clients, Prospects
Morgan Stanley Rep Fined for Making Unauthorized Trades, Texting Client

July 26, 2024

Morgan Stanley Rep Fined for Making Unauthorized Trades, Texting Client
Off-Channel Communications Now Advisors' Top Compliance Concern

July 16, 2024

Off-Channel Communications Now Advisors' Top Compliance Concern