Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
SEC Working on Off-Channel Communications, E-Delivery Rules: Atkins
By Melanie WaddellThe SEC chairman testified Wednesday before the House Financial Services Committee.
January 09, 2026
The Case for a Curated Tech StackFirms are increasingly choosing carefully assembled stacks tailored to their needs over simply adopting the newest software available.
December 19, 2025
FINRA Suspends, Fines Rep Over Unapproved Trades, TextsThe Alliance Global Partners rep used his cell phone to exchange thousands of business-related texts, FINRA says.
December 17, 2025
SEC Issues New Warning on Marketing Rule ComplianceA risk alert points to missteps advisors are making in testimonials and endorsements as well as third-party ratings.
December 03, 2025
The Best Fund Managers Are Selling These 10 Stocks: MorningstarWith stocks up nearly 16% this year, it might be a good time to prune some holdings.
November 24, 2025
Life and Annuity Issuers Need AI LiteracyNew ways of doing business are prompting a demand for new skills.
November 18, 2025
eMoney Integrates FP Alpha Estate Planning CapabilitiesThe integration enables advisors to sync client data from eMoney directly into FP Alpha’s estate planning system.
November 13, 2025
How 'Invisible Intelligence' Powers Client RelationshipsWhen designed well, the best technology works quietly in the background, allowing an advisor’s connection to take center stage.