SEC Pushes Back Against New Wave of High-Leverage ETF Plans
By Isabelle Lee and Vildana HajricAt stake is whether a new generation of ETFs comply with regulatory limits governing fund risk relative to assets.
March 03, 2026
Fidelity Launches Turnkey Model Portfolios for Private-Markets ExposureThe suites are available to eligible RIAs and broker-dealers through Envestnet.
March 03, 2026
5 Federal Protections for Citizen Soldiers' FinancesFederal laws affect insurance, retirement benefits and loan payments when Guard and Reserve members are on active duty.
March 03, 2026
New Bill Waives Spousal Consent Rule for Abuse Survivors in Federal Retirement PlanUnder current law, retiring federal employees need written consent from their spouse or ex-spouse to change distributions.
March 03, 2026
7 Questions Annuities Can AnswerA fancy calculator is not the only tool with a shocking number of uses
March 02, 2026
Insured Retirement Institute: Let Taxpayers Use RILAs as QLACsThe proposal could give clients another way to ease RMD problems.
March 02, 2026
Firm Acquired by Mariner Alleges Fraud, Breach of ContractIn a lawsuit, James Hyre says Mariner broke promises of significant compensation and support after buying his Ohio firm.
March 02, 2026
FINRA Seeks to Revamp Controversial Arbitration RulesPIABA's president called FINRA's comment request "a transparent attempt to gut a host of key investor protection safeguards."