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FINRA Seeks to Revamp Controversial Arbitration Rules
News March 02, 2026 at 04:39 PM
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What You Need To Know
- FINRA could overhaul rules on punitive damages and Form U5-related defamation claims.
- The attempt to modernize arbitrations focuses on "key issues that one or both sides have been complaining about for years," says attorney Brian Rubin.
- Michael Bixby, president of PIABA, sees the potential changes as granting "the industry's wish list to make arbitration more unfair for investors."
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