Advisors Selling Annuities, Beware: CFP Standards and NAIC Annuity Sales Rules Differ
By John ManganaroWhen CFP Board rules are stricter than NAIC rules, CFPs must follow the higher standard of care.
November 14, 2023
15 Most-Searched Financial TopicsThousands every month seek clarity on these common and arcane terms. Are your clients among them?
November 14, 2023
Schwab's October Asset Flows PlummetThe firm recently trimmed about 5% of its workforce, laying off roughly 2,000 employees.
November 14, 2023
Model, Stylist Sue Advisors Over Cash-Value Life AdviceThe plaintiffs assert that the financial pros locked them into unsuitable arrangements with their life insurance policies.
November 14, 2023
Social Media Posts Indicate Possible E-Trade GlitchSocial media users reported problems trying to use E-Trade as the market climbed.
November 14, 2023
House to Vote on Bill Killing DOL's New Fiduciary RuleA spending bill up for a vote Tuesday would block funds for advancing the rule and related exemptions.
November 13, 2023
5 Tips for Helping Clients Reach Their Year-End Financial GoalsNew Year's Eve is just a little more than six weeks away.