Planner Accused of Buying House With $2M in Client Funds
By Dinah Wisenberg BrinThe unregistered planner and an investment advisor received a cease-and-desist order in Indiana.
January 26, 2024
Advisor Tech News of 2024: An Evolving List"It's a human-driven advisory service," said Ritholtz CEO Josh Brown about its GoodAdvice digital offering, which uses AdvisorEngine technology.
January 26, 2024
Medicare Advantage May Face Big Plan Cuts, Price Hikes in 2025Elevance is warning about aggressive pricing, and Humana says care costs are sky high.
January 26, 2024
The 4 Questions That Reveal What Clients Really WantMost people "aren't goals-driven in the traditional sense," Ross Marino of Transitus Wealth Partners says.
January 26, 2024
10 Best Blue-Chip Stocks to Buy Now: MorningstarThese stocks have strong brand reputations and dependable earnings and are undervalued, according to analysts.
January 26, 2024
JPMorgan Shuffles Top Managers as Jamie Dimon Prepares SuccessorsThe shuffle, halfway through Dimon's five-year retention package, affects Marianne Lake, Jenn Piepszak and Troy Rohrbaugh.
January 26, 2024
12 Most Expensive U.S. Cities for Those Earning $100,000How far six figures goes varies widely depending on taxes and basic living expenses, GOBankingRates research found.
January 26, 2024
Voya Financial Advisors Gets FINRA Penalty Over Life SalesThe company resolved a case involving about $8.7 million in compensation.