Broker Dealers
LPL Fires CEO Dan Arnold for Misconduct
By Janet LevauxArnold made statements to employees that violated LPL's code of conduct, an investigation found.
October 01, 2024
Schwab Nears Settlement in Antitrust Suit Over TD Ameritrade DealParties in the lawsuit told a judge they've reached a "settlement in principle."
October 01, 2024
15 Most Affordable U.S. Metro Areas: 2025Clever Real Estate ranked 100 metro areas on factors like taxes and percentage of income spent on housing.
October 01, 2024
Texas Stock Exchange Names Nasdaq, NYSE Veterans to Top JobsThe Texas Stock Exchange also hired veterans of the SEC and Schwab.
October 01, 2024
Here's How Much Fixing Social Security Could Cost Your ClientsAffluent couples could lose nearly $1 million in benefits if Congress doesn't act, Ron Mastrogiovanni warns.
October 01, 2024
Schwab CEO Bettinger to RetireBettinger steps down after 16 years leading the firm, to be replaced by President Rick Wurster.
September 30, 2024
Private Equity Firm TPG Takes 'Significant' Minority Stake in Creative PlanningPeter Mallouk will continue to lead the business and keep his majority stake.