NASAA Seeks to Loosen State Rules on Testimonials
By Melanie WaddellUnlike the SEC's Marketing Rule, NASAA model rules explicitly prohibit testimonials, endorsements and third-party ratings.
July 30, 2025
9 Ways to Escape the Inbox Black HoleIf you feel as if you have fallen into digital quicksand, here are ideas about how to get out.
July 30, 2025
What OBBBA Means For Medicare Rules and PaymentsThe new legislation paused some rule changes and adjusted payment benchmarks.
July 29, 2025
Tax and Investing Pitfalls Greet Americans Who Move to Europe"Certain investing techniques don’t work here," France-based advisor Robert Levitt tells ThinkAdvisor.
July 29, 2025
Annuity Sales Keep Rising, in Spite of the DramaRebounding markets made bare stocks and funds tough competition, but some consumers still yearned for protection.
July 29, 2025
In Rare Move, SEC Overturns a FINRA Bar Over Test-TakingAn SEC decision to reduce the rep's bar to a suspension is raising eyebrows.
July 29, 2025
Ameriprise CEO Sees Some Rivals Offering Advisors 'Iffy' DealsExecutives hope the better advisors will think harder about a firm's balance sheet.
July 29, 2025
Michigan Health Insurer Moves Into WisconsinThe deal means that just two of the original 23 CO-OPs remain.